Senior Counsel / Senior Trial Counsel
Securities and Exchange Commission (SEC), Enforcement
California
Senior Counsel 08/2005-10/2021 (Chicago)
Senior Counsel 10/2021-08/2024 (San Francisco)
Senior Trial Counsel 08/2024-04/2025 (San Francisco)
• Conducted investigations and litigation involving securities offering fraud, municipal securities offerings, insider trading, market manipulation, accounting fraud, money market funds, investment advisers, and broker‐dealers
• Litigated cases in U.S. District Court and SEC Administrative Proceedings
• Participated in bench and jury trials
• Participated in parallel investigations and proceedings by the FBI, IRS-CI, USAO, and other federal agencies
• Created and conducted various internal training sessions for SEC Enforcement and Examination staff